W6240 Communication Court, Suite 1, Appleton, WI 54914-8549
Toll free (888) 274-2848 ▪ Office (920)731-4455 ▪ FAX (920)731-9679
www.sumnicht.com

Dear Fox Valley area families,

I would like to introduce you to Sumnicht & Associates, LLC, independent “fee-based” Family Wealth Managers, recognized as one of Worth Magazine’s Top 100 Wealth Advisors (2005, 2006, 2007). Sumnicht & Associates was ranked by Bloomberg as the Nation’s 70th Best and Wisconsin’s #2 Private Wealth Management firm for 2005. We were awarded the 2004 Fox Cities Chamber of Commerce & Industry’s Small Business of the Year Award (Service Category). Most recently, our team has been selected to be one of the investment advisors to the Community Foundation for the Fox Valley Region, Inc. Additionally, I am a registered NFL Player Financial Advisor.

Sumnicht & Associates, an SEC Registered Investment Advisor, was founded in 1988 on our commitment to professionally serve our clients’ increased wealth management needs. The Firm has consistently expanded its team of skilled professionals, family wealth management services, facilities, and technological capabilities in order to ensure this commitment is consistently fulfilled. Specifically, the firm’s management team consists of the following highly skilled and experienced professionals:

• Vern Sumnicht, MBA, CFP - Chief Executive Officer
• David Hackney, MBA, CPA, CFA – Managing Director – Sr. Wealth Manager
• Linda Wanta – Director of Operations
• Prateek Mehrotra, MBA, CFA, CAIA – Chief Investment Officer
• Robert Riedl, CPA, CFP, AWMA - Director of Wealth Management

As a direct result of our team’s years of professional expertise, Sumnicht & Associates, LLC provides our value clients an integrated family wealth management service that includes:

Wealth Transfer Planning	Financial Planning	Family Values Counseling
Estate & Tax Planning	Retirement Planning	Business Consulting Services
Traditional & Alternative Investments	Insurance Planning	Pension and 401(k) Plans
Hedge Fund Investments	Bill Paying Services	Endowments
Bill Paying Services and much more	Independent Trust Services	Foundations

It should be noted that our firm currently serves over 190 families across the United States. If you would like us to confidentially review your current financial situation, and ensure that your long-term personal financial goals are still being met, please don’t hesitate to call (920) 731-4455 to arrange a no-cost consultation. Thank you for allowing me the opportunity to introduce our Family Wealth Management firm and I personally guarantee that for years to come, you will be glad you took the time to meet us!

Sincerely yours,

Vernon C. Sumnicht, MBA, CFP
Chief Executive Officer

P.S. Visit our web site at www.sumnicht.com and call today to arrange a no-cost family wealth consultation.